Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1313. lappuse
... clearance and settlement procedures by all NASD members for both O - T - C and listed stocks , with attachment_ Material relating to the incorporation of the New York Stock Exchange-- Reply to letter of October 4 , 1971 , to Hon . John ...
... clearance and settlement procedures by all NASD members for both O - T - C and listed stocks , with attachment_ Material relating to the incorporation of the New York Stock Exchange-- Reply to letter of October 4 , 1971 , to Hon . John ...
1315. lappuse
... clearance , settlement , delivery , and transfer of securities . A later hearing , scheduled for October 26 and 27 , will consider the possibility of totally eliminating the stock certificate . As in our prior hearings , we have ...
... clearance , settlement , delivery , and transfer of securities . A later hearing , scheduled for October 26 and 27 , will consider the possibility of totally eliminating the stock certificate . As in our prior hearings , we have ...
1326. lappuse
... clearance , settlement , and transfer of securities transac- tions . All of these matters are receiving vigorous top - priority atten- tion from the self - regulatory bodies . There doesn't seem to be reason to doubt the success of ...
... clearance , settlement , and transfer of securities transac- tions . All of these matters are receiving vigorous top - priority atten- tion from the self - regulatory bodies . There doesn't seem to be reason to doubt the success of ...
1327. lappuse
... CLEARANCE , SETTLE- MENT , DELIVERY , AND TRANSFER OF SECURITIES Essentially , two types of stock clearing systems are in operation in the United States today . One is the daily balance order , or daily net- ting system , which is ...
... CLEARANCE , SETTLE- MENT , DELIVERY , AND TRANSFER OF SECURITIES Essentially , two types of stock clearing systems are in operation in the United States today . One is the daily balance order , or daily net- ting system , which is ...
1328. lappuse
... Clearance , Settlement , Delivery and Transfer of Certificates . I. DEVELOPMENT OF DEPOSITORIES Prior to the announcement , less than a month ago , of the establishment of a new securities depository by the Pacific Coast Stock Exchange ...
... Clearance , Settlement , Delivery and Transfer of Certificates . I. DEVELOPMENT OF DEPOSITORIES Prior to the announcement , less than a month ago , of the establishment of a new securities depository by the Pacific Coast Stock Exchange ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange