Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1319. lappuse
... brokers against brokers , or com- munities against communities . The solution to the problem is all that I was asked to come up with . The scope of BASIC is limited to interindustry problems . That means that any problem which could be ...
... brokers against brokers , or com- munities against communities . The solution to the problem is all that I was asked to come up with . The scope of BASIC is limited to interindustry problems . That means that any problem which could be ...
1321. lappuse
... broker col- lateral loan program via CCS for some time now , at the same time acting as sub - custodian for portions of CCS securities . These banks have also been de- livering securities to , and receiving them from , brokers via CCS ...
... broker col- lateral loan program via CCS for some time now , at the same time acting as sub - custodian for portions of CCS securities . These banks have also been de- livering securities to , and receiving them from , brokers via CCS ...
1323. lappuse
... brokers , and other financial organizations in the country would need to tie in with one or more of these three depositories . They would do this as direct depositors if their volume of securities holdings and transactions so warranted ...
... brokers , and other financial organizations in the country would need to tie in with one or more of these three depositories . They would do this as direct depositors if their volume of securities holdings and transactions so warranted ...
1324. lappuse
... brokers to a system based upon machine - readable documents ; the operational problems of conversion ; and the cost and time of banknote companies to convert . The product of this research was included in a widely circulated ...
... brokers to a system based upon machine - readable documents ; the operational problems of conversion ; and the cost and time of banknote companies to convert . The product of this research was included in a widely circulated ...
1327. lappuse
... broker's deliverable CCS positions , thereby eliminating movement of CCS - delivery paperwork and providing the ... brokerage firms entering transaction orders for their customers , and the clearance , settlement , and delivery ...
... broker's deliverable CCS positions , thereby eliminating movement of CCS - delivery paperwork and providing the ... brokerage firms entering transaction orders for their customers , and the clearance , settlement , and delivery ...
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Bieži izmantoti vārdi un frāzes
accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange