Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1325. lappuse
... believe that im- mobilization of certificates in a CSDS will take over the problems as quickly , if not more quickly , more effectively , and with more lasting benefits than an exten- sive industry - wide system centered on the machine ...
... believe that im- mobilization of certificates in a CSDS will take over the problems as quickly , if not more quickly , more effectively , and with more lasting benefits than an exten- sive industry - wide system centered on the machine ...
1332. lappuse
... believe at this time that a federal law pre - empting the field is neces- sary . At the same time , we would certainly be receptive to constructive sug- gestions from the Subcommittee with respect to any legislative efforts either at ...
... believe at this time that a federal law pre - empting the field is neces- sary . At the same time , we would certainly be receptive to constructive sug- gestions from the Subcommittee with respect to any legislative efforts either at ...
1345. lappuse
... believe the Congress could materially aid the industry and the public is in the solution of the State transfer tax problem . The State transfer tax inhibits the development of efficient national clearance and depository systems and ...
... believe the Congress could materially aid the industry and the public is in the solution of the State transfer tax problem . The State transfer tax inhibits the development of efficient national clearance and depository systems and ...
1348. lappuse
... believe Continuous Net Settlement is the best system for the entire industry , not just for a given trad- ing market or geographical area , and have offered to make our system avail- able to anyone who wants to use it . Extraordinary ...
... believe Continuous Net Settlement is the best system for the entire industry , not just for a given trad- ing market or geographical area , and have offered to make our system avail- able to anyone who wants to use it . Extraordinary ...
1349. lappuse
... believe its efforts could be more effective and beneficial to the industry if it altered certain positions . Perhaps the best way to explain the meaning of that statement is to describe BASIC . Since its inception BASIC has been widely ...
... believe its efforts could be more effective and beneficial to the industry if it altered certain positions . Perhaps the best way to explain the meaning of that statement is to describe BASIC . Since its inception BASIC has been widely ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange