Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1317. lappuse
... adoption and adopted it for forms filed with the Commission . Others here today have or will soon adopt CUSIP numbers . The Commission also had members of its staff working with BASIC and the SIP task force and we have cooperated in ...
... adoption and adopted it for forms filed with the Commission . Others here today have or will soon adopt CUSIP numbers . The Commission also had members of its staff working with BASIC and the SIP task force and we have cooperated in ...
1326. lappuse
... adopted in all 50 States , and this has been done . This same change made possible the valid pledge of securities within the central depository which also may be created by bookkeeping entry . This provides the basis for a collateral ...
... adopted in all 50 States , and this has been done . This same change made possible the valid pledge of securities within the central depository which also may be created by bookkeeping entry . This provides the basis for a collateral ...
1327. lappuse
... adoption of a system in which the Stock Clearing Corporation would be the oppo- site side to clearing members ' trades as in the net - by - net system . The exchange believes that in building the additional capabilities into the ...
... adoption of a system in which the Stock Clearing Corporation would be the oppo- site side to clearing members ' trades as in the net - by - net system . The exchange believes that in building the additional capabilities into the ...
1329. lappuse
... adopted in 1964 , and the initial target date for implementing the first phase of the new system was late 1965 . However , delays in working out CCS ' complex operating procedures , obtaining key personnel and training existing ...
... adopted in 1964 , and the initial target date for implementing the first phase of the new system was late 1965 . However , delays in working out CCS ' complex operating procedures , obtaining key personnel and training existing ...
1330. lappuse
... adoption of legislation pro- viding for transfer of title to shares of stock by bookkeeping entry , rather than by endorsement and physical delivery of the stock certificates themselves . This 2 Additional information about CCS ...
... adoption of legislation pro- viding for transfer of title to shares of stock by bookkeeping entry , rather than by endorsement and physical delivery of the stock certificates themselves . This 2 Additional information about CCS ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange