Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1312. lappuse
... Additional material submitted for the record by- American Stock Exchange : List of all members and top staff , including their places of residence and business addresses _ _ 1496 Banking and Securities Industry Committee ( BASIC ) ...
... Additional material submitted for the record by- American Stock Exchange : List of all members and top staff , including their places of residence and business addresses _ _ 1496 Banking and Securities Industry Committee ( BASIC ) ...
1313. lappuse
... Additional material submitted for the record by - Continued Nicholson , Clayton M. , Vice President of the Stock Transfer Associa- tion , Inc .: Letter dated November 19 , 1971 , explaining action taken by his organization in the ...
... Additional material submitted for the record by - Continued Nicholson , Clayton M. , Vice President of the Stock Transfer Associa- tion , Inc .: Letter dated November 19 , 1971 , explaining action taken by his organization in the ...
1318. lappuse
... additional governmental participation in this area . Mr. Moss . Our next witness is Mr. Herman W. Bevis . STATEMENT OF HERMAN W. BEVIS , EXECUTIVE DIRECTOR , BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. BEVIS . Mr. Chairman and members ...
... additional governmental participation in this area . Mr. Moss . Our next witness is Mr. Herman W. Bevis . STATEMENT OF HERMAN W. BEVIS , EXECUTIVE DIRECTOR , BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. BEVIS . Mr. Chairman and members ...
1327. lappuse
... additional capabilities into the existing daily balance order system , coupled with CCS , it will be pos- sible to achieve within a relatively short time the essential goal of bringing clearance , settlement , and delivery procedures to ...
... additional capabilities into the existing daily balance order system , coupled with CCS , it will be pos- sible to achieve within a relatively short time the essential goal of bringing clearance , settlement , and delivery procedures to ...
1329. lappuse
... Additional thorough computer testing proceeded through 1967 , and limited activation of CCS began in June 1968. The system was fully activated for all 1,200 eligible listed issues in February 1969. However , as was noted in testimony ...
... Additional thorough computer testing proceeded through 1967 , and limited activation of CCS began in June 1968. The system was fully activated for all 1,200 eligible listed issues in February 1969. However , as was noted in testimony ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange