Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 73.
1317. lappuse
... activities of the various self - regulatory organizations , and we are reserving at the moment our final decision as to which , if any , of several techniques and proposals that will be presented to you this morning are the answers . We ...
... activities of the various self - regulatory organizations , and we are reserving at the moment our final decision as to which , if any , of several techniques and proposals that will be presented to you this morning are the answers . We ...
1333. lappuse
... activities have covered the full range of securities industry operational problems , the Committee has given its highest priority to the de- velopment of a national securities depository . Last month , the Committee announced the ...
... activities have covered the full range of securities industry operational problems , the Committee has given its highest priority to the de- velopment of a national securities depository . Last month , the Committee announced the ...
1348. lappuse
... activities in any one city . CERTIFICATE DEPOSITORIES A depository is , strictly speaking , a place in which things are deposited ; for example , a vault . Employing that definition we could say there are enough de- positories to handle ...
... activities in any one city . CERTIFICATE DEPOSITORIES A depository is , strictly speaking , a place in which things are deposited ; for example , a vault . Employing that definition we could say there are enough de- positories to handle ...
1353. lappuse
... activities in a central area thereby exposing its opera- tion to a greater degree of malfunction by reason of limited labor pools , labor disputes , et cetera ; ( 4 ) we feel that interregional de- pository membership reduces ...
... activities in a central area thereby exposing its opera- tion to a greater degree of malfunction by reason of limited labor pools , labor disputes , et cetera ; ( 4 ) we feel that interregional de- pository membership reduces ...
1355. lappuse
... activities in a central area . It in- volves considerably less security risk than a central depository , provides a mini- mum disruption to the operation of existing institutions , and recognizes that there is a regional focus to much ...
... activities in a central area . It in- volves considerably less security risk than a central depository , provides a mini- mum disruption to the operation of existing institutions , and recognizes that there is a regional focus to much ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange