Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.–5. rezultāts no 100.
1319. lappuse
... action , to try to come up with solutions and get them accepted and get them implemented . So far as I personally was concerned , I was never asked , in looking for solutions to the problem , to consider the special interests of any ...
... action , to try to come up with solutions and get them accepted and get them implemented . So far as I personally was concerned , I was never asked , in looking for solutions to the problem , to consider the special interests of any ...
1332. lappuse
... action in a number of states will be sufficiently rapid to permit the total number of shares on deposit in CCS to increase from 1.3 billion shares , anticipated by year - end 1971 , to as much as 4 billion by year - end 1972. It is not ...
... action in a number of states will be sufficiently rapid to permit the total number of shares on deposit in CCS to increase from 1.3 billion shares , anticipated by year - end 1971 , to as much as 4 billion by year - end 1972. It is not ...
1347. lappuse
... action is generally referred to as a direct settlement . The six principal exchange - owned clearing houses and the National Clearing Corporation , which handles over - the - counter clearing , employ a variety of clear- ing systems ...
... action is generally referred to as a direct settlement . The six principal exchange - owned clearing houses and the National Clearing Corporation , which handles over - the - counter clearing , employ a variety of clear- ing systems ...
1371. lappuse
... action . It also would mean that all communication of associated information , all proving , all checking , all verification and all record keeping would be completely . automated . Finally , it would mean that there would be no ...
... action . It also would mean that all communication of associated information , all proving , all checking , all verification and all record keeping would be completely . automated . Finally , it would mean that there would be no ...
1389. lappuse
... action which will enable the ultimate discovery of stolen securities . In the statement of William Casey , Chairman of the Se- curities and Exchange Commission , presented before this Committee , Mr. Casey made mention that the rules of ...
... action which will enable the ultimate discovery of stolen securities . In the statement of William Casey , Chairman of the Se- curities and Exchange Commission , presented before this Committee , Mr. Casey made mention that the rules of ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange