Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.5. rezultāts no 91.
1311. lappuse
... Trust Company 1368 , 1413 , 1490 Loeffler , Robert M. , Senior Vice President - Law , Investors Diversified Services , Inc .; accompanied by Richard M. Phillips , Esq . , of Hill , Christopher & Phillips , Special Counsel to IDS ...
... Trust Company 1368 , 1413 , 1490 Loeffler , Robert M. , Senior Vice President - Law , Investors Diversified Services , Inc .; accompanied by Richard M. Phillips , Esq . , of Hill , Christopher & Phillips , Special Counsel to IDS ...
1316. lappuse
... Trust Company . Mr. Junius W. Peake , general partner , Shields & Company ; and Mr. W. Henry du Pont , chairman of the board and president , SCI- TEK , Incorporated . I want to welcome all you gentlemen with us here this morning . I am ...
... Trust Company . Mr. Junius W. Peake , general partner , Shields & Company ; and Mr. W. Henry du Pont , chairman of the board and president , SCI- TEK , Incorporated . I want to welcome all you gentlemen with us here this morning . I am ...
1318. lappuse
... Trust until about 2 months ago when he retired . The committee in- cludes the heads of the American Exchange , NASD , and New York Exchange , Messrs . Kolton , Macklin , and Haack , respectively . Representing the New York Clearing ...
... Trust until about 2 months ago when he retired . The committee in- cludes the heads of the American Exchange , NASD , and New York Exchange , Messrs . Kolton , Macklin , and Haack , respectively . Representing the New York Clearing ...
1322. lappuse
... trust company under New York law , making it subject to regulation by the New York State Banking Department . 5. Eligible depositors would be confined to financial organizations under regulation or supervision of a federal or state ...
... trust company under New York law , making it subject to regulation by the New York State Banking Department . 5. Eligible depositors would be confined to financial organizations under regulation or supervision of a federal or state ...
1331. lappuse
... trust agreement under which the bank is acting , in part by applicable state law ( which , in any given case , may include the laws of several different states ) , in part by federal statute , and in part by regulations issued by state ...
... trust agreement under which the bank is acting , in part by applicable state law ( which , in any given case , may include the laws of several different states ) , in part by federal statute , and in part by regulations issued by state ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange