Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1311. lappuse
... President , SCI - TEK , Incorporated . 1380 , 1413 , 1490 Haack , Robert W. , President , New York Stock Exchange , Inc. , ac- companied by Donald L. Calvin , Vice President . Howland , Richard B. , President , Stock Clearing ...
... President , SCI - TEK , Incorporated . 1380 , 1413 , 1490 Haack , Robert W. , President , New York Stock Exchange , Inc. , ac- companied by Donald L. Calvin , Vice President . Howland , Richard B. , President , Stock Clearing ...
1312. lappuse
... President , Arthur D. Little , Inc .: Letter dated October 15 , 1971 , elaborating on industry's automation problems__ Federal Bar Journal : Article entitled " The Status of Regulatory Independence , " by A. Everette MacIntyre ...
... President , Arthur D. Little , Inc .: Letter dated October 15 , 1971 , elaborating on industry's automation problems__ Federal Bar Journal : Article entitled " The Status of Regulatory Independence , " by A. Everette MacIntyre ...
1316. lappuse
... president , Stock Clearing Corporation , New York Stock Exchange , Inc .; Mr. Phillips M. Montross , president , Midwest Stock Exchange Clearing Corporation ; Mr. Christopher J. Delahunty , president , Pacific Coast Stock Exchange ...
... president , Stock Clearing Corporation , New York Stock Exchange , Inc .; Mr. Phillips M. Montross , president , Midwest Stock Exchange Clearing Corporation ; Mr. Christopher J. Delahunty , president , Pacific Coast Stock Exchange ...
1325. lappuse
... president , Stock Clearing Cor- poration , New York Stock Exchange . STATEMENT OF RICHARD B. HOWLAND , PRESIDENT , STOCK CLEAR- ING CORPORATION , NEW YORK STOCK EXCHANGE , INC . Mr. HOWLAND . Thank you , Mr. Chairman . My name is ...
... president , Stock Clearing Cor- poration , New York Stock Exchange . STATEMENT OF RICHARD B. HOWLAND , PRESIDENT , STOCK CLEAR- ING CORPORATION , NEW YORK STOCK EXCHANGE , INC . Mr. HOWLAND . Thank you , Mr. Chairman . My name is ...
1328. lappuse
... PRESIDENT , NEW YORK STOCK EXCHANGE , INC . ( Filed on October 12 , 1971 ) I am pleased to respond to the Chairman's invitation to appear as a panelist , on behalf of the New York Stock Exchange , Inc. , in the fourth in the series of ...
... PRESIDENT , NEW YORK STOCK EXCHANGE , INC . ( Filed on October 12 , 1971 ) I am pleased to respond to the Chairman's invitation to appear as a panelist , on behalf of the New York Stock Exchange , Inc. , in the fourth in the series of ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange