Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1310. lappuse
... Painter , Assistant Clerk Professional Staff CHARLES B. CURTIS SUBCOMMITTEE ON COMMERCE AND FINANCE JOHN E. MOSS , California , Chairman Study of the Securities Industry WILLIAM H. PAINTER , Special Counsel CONTENTS ( The same table of ...
... Painter , Assistant Clerk Professional Staff CHARLES B. CURTIS SUBCOMMITTEE ON COMMERCE AND FINANCE JOHN E. MOSS , California , Chairman Study of the Securities Industry WILLIAM H. PAINTER , Special Counsel CONTENTS ( The same table of ...
1399. lappuse
... Painter ? Mr. PAINTER . Mr. Chairman , I wish to break down the areas of my inquiry into three or four subparts , and undoubtedly , as I go along , either you yourself , Mr. Chairman , or the other members of the sub- committee , will ...
... Painter ? Mr. PAINTER . Mr. Chairman , I wish to break down the areas of my inquiry into three or four subparts , and undoubtedly , as I go along , either you yourself , Mr. Chairman , or the other members of the sub- committee , will ...
1400. lappuse
... Painter , we estimate that at the present time in terms of numbers of transactions per day in stocks , some 40,000 to 50,000 trades or transactions per day . This would amount to some- where , we estimate , and again I would like to ...
... Painter , we estimate that at the present time in terms of numbers of transactions per day in stocks , some 40,000 to 50,000 trades or transactions per day . This would amount to some- where , we estimate , and again I would like to ...
1401. lappuse
... PAINTER . You also have a considerable number of trades per day , 40,000 or 50,000 , possibly , and these trades are widely dispersed geographically speaking ? Mr. MORGAN . That is correct . Perhaps 30,000 of those trades could be ...
... PAINTER . You also have a considerable number of trades per day , 40,000 or 50,000 , possibly , and these trades are widely dispersed geographically speaking ? Mr. MORGAN . That is correct . Perhaps 30,000 of those trades could be ...
1402. lappuse
... Painter , the discussions I have had with brokers who will be users of our system certainly indicate that it would be very desirable , as soon as possible , which could mean anytime in the future and I can't predict that , that a ...
... Painter , the discussions I have had with brokers who will be users of our system certainly indicate that it would be very desirable , as soon as possible , which could mean anytime in the future and I can't predict that , that a ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange