Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.5. rezultāts no 99.
1312. lappuse
... New York Stock Exchange : Letter dated July 8 , 1971 , setting forth NYSE thoughts on the forthcoming introduction of a continuous net settlement system in New York___ 1499 1424 Letter dated October 22 , 1971 , setting forth a listing ...
... New York Stock Exchange : Letter dated July 8 , 1971 , setting forth NYSE thoughts on the forthcoming introduction of a continuous net settlement system in New York___ 1499 1424 Letter dated October 22 , 1971 , setting forth a listing ...
1322. lappuse
... NYSE members - the possibility of their becoming depositors . Thus , CCS is already becoming an interstate facility for the effecting of securi- ties transactions by book - entry , and is extending its depositor list beyond exchange ...
... NYSE members - the possibility of their becoming depositors . Thus , CCS is already becoming an interstate facility for the effecting of securi- ties transactions by book - entry , and is extending its depositor list beyond exchange ...
1325. lappuse
... New York Stock Exchange . STATEMENT OF RICHARD B. HOWLAND , PRESIDENT , STOCK CLEAR- ING CORPORATION , NEW YORK STOCK EXCHANGE , INC . Mr. HOWLAND . Thank you , Mr. Chairman . My name is Richard B. Howland . I am executive vice ...
... New York Stock Exchange . STATEMENT OF RICHARD B. HOWLAND , PRESIDENT , STOCK CLEAR- ING CORPORATION , NEW YORK STOCK EXCHANGE , INC . Mr. HOWLAND . Thank you , Mr. Chairman . My name is Richard B. Howland . I am executive vice ...
1328. lappuse
... NEW YORK STOCK EXCHANGE , INC . ( Filed on October 12 , 1971 ) I am pleased to respond to the Chairman's invitation to ... NYSE were to reach 2 million shares . ( Aver- age daily volume in 1938 was just above 1 million shares and did not ...
... NEW YORK STOCK EXCHANGE , INC . ( Filed on October 12 , 1971 ) I am pleased to respond to the Chairman's invitation to ... NYSE were to reach 2 million shares . ( Aver- age daily volume in 1938 was just above 1 million shares and did not ...
1330. lappuse
... New York Stock Exchange member brokerage firms and NYSE - listed stocks . During 1970 , banks began effecting deliveries and receipts through their CCS accounts , although they were unable to leave securities on deposit in CCS : and ...
... New York Stock Exchange member brokerage firms and NYSE - listed stocks . During 1970 , banks began effecting deliveries and receipts through their CCS accounts , although they were unable to leave securities on deposit in CCS : and ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange