Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 30.
1363. lappuse
... NASDAQ has been interfaced with NCC , which we expect will be in the 1973 to 1974 time frame , trades can be confirmed on a virtual real- time matter of minutes - basis and " locked - in " for completion .. Broker - to - broker " DK's ...
... NASDAQ has been interfaced with NCC , which we expect will be in the 1973 to 1974 time frame , trades can be confirmed on a virtual real- time matter of minutes - basis and " locked - in " for completion .. Broker - to - broker " DK's ...
1367. lappuse
... NASDAQ system indicates that over 6 million shares are traded per day , exclusive of trading in securities not in NASDAQ . This share volume on most days exceeds the combined total volume of all stock exchanges in the 1367.
... NASDAQ system indicates that over 6 million shares are traded per day , exclusive of trading in securities not in NASDAQ . This share volume on most days exceeds the combined total volume of all stock exchanges in the 1367.
1368. lappuse
... NASDAQ . NASDAQ , an acronym for National Association of Securities Dealers Automated Quotations , is a nationwide system for dissemi- nating quotations for over - the - counter securities by all market makers regulated by the system ...
... NASDAQ . NASDAQ , an acronym for National Association of Securities Dealers Automated Quotations , is a nationwide system for dissemi- nating quotations for over - the - counter securities by all market makers regulated by the system ...
1400. lappuse
... NASDAQ figures , the figures which appear at the bottom of page 10 of your statement , but the over - the - counter market in its entirety , as com- pared to the average daily volume of the New York Stock Exchange ? Mr. MORGAN . Mr ...
... NASDAQ figures , the figures which appear at the bottom of page 10 of your statement , but the over - the - counter market in its entirety , as com- pared to the average daily volume of the New York Stock Exchange ? Mr. MORGAN . Mr ...
1407. lappuse
... NASDAQ system they have committed themselves in 2 years to have a locked - in trade , if I understand it , it would be tied into their con- tinuous net system . There is no longer any clearance then . So I think that in looking at this ...
... NASDAQ system they have committed themselves in 2 years to have a locked - in trade , if I understand it , it would be tied into their con- tinuous net system . There is no longer any clearance then . So I think that in looking at this ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange