Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.–5. rezultāts no 77.
1312. lappuse
... , home addresses of the governors , president , etc. of the exchange- 1494 Material relating to the incorporation of the New York Stock Exchange 1755 Additional material submitted for the record by - Continued Nicholson IV.
... , home addresses of the governors , president , etc. of the exchange- 1494 Material relating to the incorporation of the New York Stock Exchange 1755 Additional material submitted for the record by - Continued Nicholson IV.
1325. lappuse
... governors authorized the staff to proceed toward implementation . Clearing members actually began depositing in their CCS accounts in June 1966 . Initially , CCS involved only New York Stock Exchange member brokerage firms and New York ...
... governors authorized the staff to proceed toward implementation . Clearing members actually began depositing in their CCS accounts in June 1966 . Initially , CCS involved only New York Stock Exchange member brokerage firms and New York ...
1329. lappuse
... Governors ) . Fifteen firms , twenty listed companies , one transfer agent *** and a newly created division of Stock Clearing Corporation , the Central Stock Bookkeeping Service , are cooperating in this one - year pilot operation for ...
... Governors ) . Fifteen firms , twenty listed companies , one transfer agent *** and a newly created division of Stock Clearing Corporation , the Central Stock Bookkeeping Service , are cooperating in this one - year pilot operation for ...
1368. lappuse
... Governors . They have been developed with the advice , guidance and cooperation of all segments of the securities industry and with the cooperation of the staff of the Securities and Exchange Commission . They provide for man- datory ...
... Governors . They have been developed with the advice , guidance and cooperation of all segments of the securities industry and with the cooperation of the staff of the Securities and Exchange Commission . They provide for man- datory ...
1374. lappuse
... governor - elect of the NASD . I also am a member of the SIP task force which developed the re- port that was presented to the New York Stock Exchange in June of 1969 , and I believe I have submitted that report as part of my direct ...
... governor - elect of the NASD . I also am a member of the SIP task force which developed the re- port that was presented to the New York Stock Exchange in June of 1969 , and I believe I have submitted that report as part of my direct ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange