Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.–5. rezultāts no 71.
1311. lappuse
... Executive Director , Banking and Securities In- dustry Committee__ Casey , Hon . William J. , Chairman , Securities and Exchange Commission__ Celler , Hon . Emanuel , a Representative in Congress from the State of New York .. Delahunty ...
... Executive Director , Banking and Securities In- dustry Committee__ Casey , Hon . William J. , Chairman , Securities and Exchange Commission__ Celler , Hon . Emanuel , a Representative in Congress from the State of New York .. Delahunty ...
1316. lappuse
... executive director , Banking and Securities Industry Committee ; Mr. Richard B. Howland , president , Stock Clearing Corporation , New York Stock Exchange , Inc .; Mr. Phillips M. Montross , president , Midwest Stock Exchange Clearing ...
... executive director , Banking and Securities Industry Committee ; Mr. Richard B. Howland , president , Stock Clearing Corporation , New York Stock Exchange , Inc .; Mr. Phillips M. Montross , president , Midwest Stock Exchange Clearing ...
1318. lappuse
... EXECUTIVE DIRECTOR , BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. BEVIS . Mr. Chairman and members of the committee , my name is Herman W. Bevis , executive director of the Banking and Securi- ties Industry Committee , and a member of ...
... EXECUTIVE DIRECTOR , BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. BEVIS . Mr. Chairman and members of the committee , my name is Herman W. Bevis , executive director of the Banking and Securi- ties Industry Committee , and a member of ...
1321. lappuse
... EXECUTIVE DIRECTOR AND MEMBER OF BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. Chairman , gentlemen , you have requested comments on a number of matters under three general headings . Most of my comments will be addressed to the first ...
... EXECUTIVE DIRECTOR AND MEMBER OF BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. Chairman , gentlemen , you have requested comments on a number of matters under three general headings . Most of my comments will be addressed to the first ...
1325. lappuse
... executive vice president of the New York Stock Exchange and president of the Stock Clearing Corporation . I am pleased to respond to the chairman's invitation to appear as a panelist on behalf of the New York Stock Exchange , Inc. I ...
... executive vice president of the New York Stock Exchange and president of the Stock Clearing Corporation . I am pleased to respond to the chairman's invitation to appear as a panelist on behalf of the New York Stock Exchange , Inc. I ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange