Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1311. lappuse
... Corporation__ . 1639 1352 , 1413 , 1490 Du Pont , Henry W. , Chairman of the Board and President , SCI - TEK , Incorporated . 1380 , 1413 , 1490 Haack , Robert W. , President , New York Stock Exchange , Inc. , ac- companied by Donald L ...
... Corporation__ . 1639 1352 , 1413 , 1490 Du Pont , Henry W. , Chairman of the Board and President , SCI - TEK , Incorporated . 1380 , 1413 , 1490 Haack , Robert W. , President , New York Stock Exchange , Inc. , ac- companied by Donald L ...
1312. lappuse
... Corporation ; and releases__ 1561 Peake , Junius W 1377 Reinisch , Hans Randolph , to include article and attachments with illustrations___ 1696 Securities and Exchange Commission , with extracts ... . 1713 Sporkin , Stanley_ 1539 ...
... Corporation ; and releases__ 1561 Peake , Junius W 1377 Reinisch , Hans Randolph , to include article and attachments with illustrations___ 1696 Securities and Exchange Commission , with extracts ... . 1713 Sporkin , Stanley_ 1539 ...
1316. lappuse
... Corporation , New York Stock Exchange , Inc .; Mr. Phillips M. Montross , president , Midwest Stock Exchange Clearing Corporation ; Mr. Christopher J. Delahunty , president , Pacific Coast Stock Exchange Clearing Corporation ; Mr. David ...
... Corporation , New York Stock Exchange , Inc .; Mr. Phillips M. Montross , president , Midwest Stock Exchange Clearing Corporation ; Mr. Christopher J. Delahunty , president , Pacific Coast Stock Exchange Clearing Corporation ; Mr. David ...
1322. lappuse
... Corporation , of which CCS is now a part , would continue to compare , clear and settle trades and provide the other facilities and services ( other than CCS ) as at present . 2. Meanwhile , as an interim measure , NYSE as sole ...
... Corporation , of which CCS is now a part , would continue to compare , clear and settle trades and provide the other facilities and services ( other than CCS ) as at present . 2. Meanwhile , as an interim measure , NYSE as sole ...
1325. lappuse
... CORPORATION , NEW YORK STOCK EXCHANGE , INC . Mr. HOWLAND . Thank you , Mr. Chairman . My name is Richard B. Howland . I am executive vice president of the New York Stock Exchange and president of the Stock Clearing Corporation . I am ...
... CORPORATION , NEW YORK STOCK EXCHANGE , INC . Mr. HOWLAND . Thank you , Mr. Chairman . My name is Richard B. Howland . I am executive vice president of the New York Stock Exchange and president of the Stock Clearing Corporation . I am ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange