Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.5. rezultāts no 100.
1325. lappuse
... board of governors authorized the staff to proceed toward implementation . Clearing members actually began depositing in their CCS accounts in June 1966 . Initially , CCS involved only New York Stock Exchange member brokerage firms and ...
... board of governors authorized the staff to proceed toward implementation . Clearing members actually began depositing in their CCS accounts in June 1966 . Initially , CCS involved only New York Stock Exchange member brokerage firms and ...
1329. lappuse
... Board of Governors ) . Fifteen firms , twenty listed companies , one transfer agent *** and a newly created division of Stock Clearing Corporation , the Central Stock Bookkeeping Service , are cooperating in this one - year pilot ...
... Board of Governors ) . Fifteen firms , twenty listed companies , one transfer agent *** and a newly created division of Stock Clearing Corporation , the Central Stock Bookkeeping Service , are cooperating in this one - year pilot ...
1368. lappuse
... Board of Governors . They have been developed with the advice , guidance and cooperation of all segments of the securities industry and with the cooperation of the staff of the Securities and Exchange Commission . They provide for man ...
... Board of Governors . They have been developed with the advice , guidance and cooperation of all segments of the securities industry and with the cooperation of the staff of the Securities and Exchange Commission . They provide for man ...
1375. lappuse
... BOARD In the construction of such a new administrative entity , the composi- tion of the governing board should be given great thought because numerous " interest groups " should be represented on it . The board should be 13 in number ...
... BOARD In the construction of such a new administrative entity , the composi- tion of the governing board should be given great thought because numerous " interest groups " should be represented on it . The board should be 13 in number ...
1376. lappuse
... Board . CAPITALIZATION The initial capital of the Corporation should be raised by a sub- scription of its members ... boards would have the power to arbitrate business disputes between members and would serve as " trial court " of ...
... Board . CAPITALIZATION The initial capital of the Corporation should be raised by a sub- scription of its members ... boards would have the power to arbitrate business disputes between members and would serve as " trial court " of ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange