Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1314. lappuse
... BASIC___ N. Comprehensive Securities Depository System - Study of Canceled Stock Certificates , with statistical tables , exhibits , and charts___ O. Making the Certificate Machine - Readable ( Discussion Paper , Sep- tember 9 , 1970 ) ...
... BASIC___ N. Comprehensive Securities Depository System - Study of Canceled Stock Certificates , with statistical tables , exhibits , and charts___ O. Making the Certificate Machine - Readable ( Discussion Paper , Sep- tember 9 , 1970 ) ...
1317. lappuse
... BASIC and the SIP task force and we have cooperated in their efforts to improve the industry . We have worked very closely with the NCC in the development of over - the- counter clearing facilities and with the exchanges in the ...
... BASIC and the SIP task force and we have cooperated in their efforts to improve the industry . We have worked very closely with the NCC in the development of over - the- counter clearing facilities and with the exchanges in the ...
1318. lappuse
... BASIC , the NCC , the national and regional securities ex- changes and others are continuing . But time is short and it is necessary that there be continuous and rapid movement toward the eventual objectives . If future events indicate ...
... BASIC , the NCC , the national and regional securities ex- changes and others are continuing . But time is short and it is necessary that there be continuous and rapid movement toward the eventual objectives . If future events indicate ...
1319. lappuse
... BASIC is limited to interindustry problems . That means that any problem which could be solved entirely within either industry without considerable impact on the other is outside BASIC's scope . Nonetheless , our scope , so limited , is ...
... BASIC is limited to interindustry problems . That means that any problem which could be solved entirely within either industry without considerable impact on the other is outside BASIC's scope . Nonetheless , our scope , so limited , is ...
1320. lappuse
... BASIC's first priority has been to try to establish a comprehensive depository in New York City . The perfectly logical reason for this is that some two - thirds to three - quarters of the securities handling prob- lems of the entire ...
... BASIC's first priority has been to try to establish a comprehensive depository in New York City . The perfectly logical reason for this is that some two - thirds to three - quarters of the securities handling prob- lems of the entire ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange