Study of the Securities Industry: Hearings, Ninety-second Congress, First [and Second] Session[s].
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1971 - 4623 lappuses
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accounts action activities additional adopted agency amendments Association authority banks BASIC believe Board brokerage brokers central Chairman clearance clearing Commission Committee companies concerned Congress continue Corporation cost customers delivery depository designed determine direct discussion effect elimination established Executive existing fact Federal firms functions funds further going Governors handling hearings House incorporation institutions interest investors involved issues legislation letter major matter meeting million Moss NASD NASDAQ necessary NYSE operations organization PAINTER participation period person position possible present President problems procedures proceedings proposed question reason received recommendation record regional registrant regulation regulatory representatives respect responsibility result rules securities industry settlement shares Special statement stock certificate submitted tion trading transactions transfer Trust York Stock Exchange