TABLE OF CONTENTS 2. Distribution of the 1,710 corporations by size of assets and industry 3. Distribution of the 2,381 common and preferred stock issues by listing status, asset size, and industry of issuer, and market price. 2. Common versus preferred stock issues. 3. Differences among industrial groups--- 4. Differences among issuers of various sizes_ 5. Issues with different number of shareholdings.. 6. Issues with different market price per share.. 1 1. Comparison of closely-held and widely-held common stock issues (b) Differences among industrial groups__ (c) Differences among issuers of various sizes.. (d) Issues with different number of shareholdings_. (e) Issues with different market price per share.. (f) Issues with different average value per shareholding-. (g) Differences in the proportion of odd-lot holdings.. 2. Comparative distribution of shareholdings in closely-held and (b) Differences among industrial groups- 3. Comparative distribution of shareholdings in closely-held and widely-held common stock issues by size of individual holding- (b) Differences in distribution by various characteristics_ _ _ _ _ 4. Comparative distribution of shareholdings in closely-held and Concentration of stock ownership in the 1,710 corporations. 1. The measurement of concentration............... 2. Concentration in common versus preferred stock issues_ TABLE OF CHARTS SURVEY OF SHAREHOLDINGS IN 1,710 CORPORATIONS WITH SECURITIES LISTED ON A NATIONAL SECURITIES EXCHANGE I. Number and value of shareholdings in 1,710 corporations with securities listed on a national securities exchange-classified by major industries___- II. Distribution of number and value of shareholdings in 1,710 corporations with securities listed on a national securities exchange— classified by major industries_ - III. Estimated distribution by value of shareholdings of common and preferred stock of 1,710 corporations with securities listed on a national securities exchange...__ IV. Estimated distribution by value of shareholdings of common and preferred stock of 1,710 corporations with securities listed on a national securities exchange-classified by major industries_____ V. Estimated distribution by value of shareholdings of common and preferred stock of 1,710 corporations with securities listed on a national securities exchange-classified by asset size of issuer.___ VI. Distribution of number and value of common shareholdings in 1,572 corporations with securities listed on a national securities exchange classified by major industries_ - VII. Estimated distribution by value of shareholdings of common stock of 1,572 corporations with securities listed on a national securities exchange-- VIII. Concentration of ownership of the stock of 1,710 corporations with securities listed on a national securities exchange.. IX. Concentration of ownership of 1,793 common and preferred stock issues of 1,247 corporations with securities listed on a national securities exchange classified by major industries_-_ X. Concentration of ownership of 2,170 stock issues of 1,565 corporations with securities listed on a national securities exchangeclassified by asset size of issuer.. XI. Concentration of ownership of 1,138 common stock issues of 1,127 corporations with securities listed on a national securities exchange classified by major industries__. XII. Concentration of ownership of 655 preferred stock issues of 530 corporations with securities listed on a national securities exchange— classified by major industries___. XIII. Concentration of ownership of 794 common stock issues of 785 corporations with securities listed on a national securities exchangeclassified by minor industries_ XIV. Concentration of ownership of 472 preferred stock issues of 369 corporations with securities listed on a national securities exchange classified by minor industries___. XV. Concentration of ownership of 2,170 stock issues of 1,565 corporations with securities listed on a national securities exchangeclassified by asset size of issuer.. ΧΙ APPENDIX STATISTICAL TABLES FOR SURVEY OF SHAREHOLDINGS IN 1,710 CORPORATIONS WITH SECURITIES LISTED ON A NATIONAL SECURITIES EXCHANGE LIST OF TABLES RECORD SHAREHOLDINGS OF COMMON STOCK WITHIN THE PERIOD 1937-39 IN 1,572 CORPORATIONS WITH SECURITIES LISTED ON A NATIONAL SECURITIES EXCHANGE-CLASSIFIED BY Table 1. Industries____ 2. Size of corporation-- 3. Market price of common shares of corporations at December 31, 1937. 4. Total number of record shareholdings per issue.. 5. The market value of average shareholding per issue6. Status under Securities Exchange Act of 1934.. 7. Record shareholdings of common stock within the period 1937-39 in 1,572 corporations with securities listed on a national securities exchange Corporations classified by size and number of common shareholdings_____ 8. Distribution by value at December 31, 1937, of common stock issues of 1,572 corporations with securities listed on a national securities exchange classified by major industries.. RECORD SHAREHOLDINGS OF FREFERRED STOCK WITHIN THE PERIOD 1937-39 Table 9. Industries____ 72-76 10. Size of corporation---. 77 11. Market price of preferred shares of corporations at December 31, 1937___ 78 12. Total number of record shareholdings per issue_ 79 80 81 15. Record shareholdings of preferred stock within the period 1937-39 in 645 corporations with securities listed on a national securities exchange Corporations classified by size and number of preferred shareholdings... XII 82 Table 16. Distribution by value at December 31, 1937, of preferred stock issues of 645 corporations with securities listed on a national securities Page 83 17. Distribution of total assets of the 1,710 corporations by industries... 84-85 VALUE DISTRIBUTION OF RECORD SHAREHOLDINGS OF COMMON STOCK WITHIN Table 18. Industries___ 86-89 19. Size of corporation 90 20. Market price of common shares of corporations at December 31, 1937... 91 21. Total number of record shareholdings per issue. 92 93 94 VALUE DISTRIBUTION OF RECORD SHAREHOLDINGS OF PREFERRED STOCK Table 24. Industries__ 95-98 25. Size of corporation__ 99 26. Market price of preferred shares of corporations at December 31, 1937- 100 101 102 103 SIZE DISTRIBUTION OF RECORD SHAREHOLDINGS OF COMMON STOCK WITHIN Table 30. Industries___ 104-113 31. Size of corporation_. 114-115 32. Market price of common shares of corporations at December 31, 1937.. 116-117 33. Total number of record shareholdings per issue. 118-119 120-121 122 SIZE DISTRIBUTION OF RECORD SHAREHOLDINGS OF FREFERRED STOCK WITHIN Table 36. Industries___ 123-131 37. Size of corporation___ 132-133 38. Market price of preferred shares of corporations at December 31, 1937.... 134-135 39. Total number of record shareholdings per issue.. 40. The market value of average shareholding per issue. 41. Status under Securities Exchange Act of 1934_. 136-137 138-139 140-141 |