Fund Governance: Legal Duties of Investment Company DirectorsLaw Journal Press, 2001 |
Saturs
02 | 1-42 |
CHAPTER 1 | 2-1 |
232 | 2-32 |
06 | 2-60 |
07 | 2-67 |
CHAPTER 3 | 3-2 |
a Affiliated Persons of the Fund | 3-21 |
1 Introduction | 4-1 |
CHAPTER 7 | 6-91 |
CHAPTER 8 | 8-1 |
CHAPTER 9 | 8-29 |
06 | 9-1 |
03 | 9-16 |
07 | 9-69 |
09 | 9-81 |
CHAPTER 10 | 10-2 |
09A Related SEC Exams 448 2 | 4-2 |
CHAPTER 4 | 4-4 |
05 | 4-30 |
06 | 4-38 |
Rule 17f1 | 5-1 |
CHAPTER 5 | 5-4 |
04 | 5-72 |
CHAPTER 6 | 6-1 |
CHAPTER 11 | 11-1 |
CHAPTER 12 | 12-1 |
Valuing Portfolio Securities and Monitoring | 2 |
b Lead Independent Director 415 | 4 |
APPENDIX A | 9 |
APPENDIX B | 1 |
1 | |
Bieži izmantoti vārdi un frāzes
accounting adopted adviser or principal adviser's advisory agreement advisory contract Advisory Group affiliated person amendments approval audit committee auditor bank board of directors broker-dealer brokerage business judgment rule business trust closed-end funds Code Ann Commission Company Act Release compliance conflicts of interest Corp Corporation Law costs counsel court Delaware determine direc Director and Officer disclosure Exchange Act expenses fair value fiduciary duty fund boards fund directors fund groups fund shares fund's adviser fund's independent governing indemnification independent directors infra interested person investment adviser Investment Company Act Investment Company Institute Investment Management Investment Trusts investors issues liability Maryland Corporation Massachusetts Business Trust Massachusetts Investors Trust meeting ment mutual fund oversight portfolio securities practice principal underwriter procedures proposed proxy statement responsibilities Sarbanes-Oxley Act SEC No-Action Letter SEC staff Section standard statute sub-adviser Supp tion transaction valuation Van Gorkom vote