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" Act for transactions in any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within * * * such State or Territory. "
Study of the Securities Industry: Hearings, Ninety-second Congress, First ... - 1243. lappuse
autors: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1971 - 4623 lapas
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Annual Report

United States. Small Business Administration - 1976 - 526 lapas
...Section 3(a)(ll) of the Securities Act, which exempts from registration securities that are part of an issue offered and sold only to persons resident within a single state, if the issuer is a person resident and doing business within such state. The intrastate exemption,...
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Decisions and Reports, 39. sējums

United States. Securities and Exchange Commission - 1962 - 1022 lapas
...Act In pertinent part provides an exemption from registration for any security "which Is a part of an Issue offered and sold only to persons resident within a single state . . . where the Issuer of such security la ... a corporation Incorporated by and doing business within...
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Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 lapas
...mineralisation of registrant's properties. 37 SBC Section 3 (a) (11) for any security which is part of an issue offered and sold only to persons resident within a single state, the record shows that a sale of stock was made to a non-resident of Texas. The exemption provided in...
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Laws Relating to Securities Commission, Exchanges and Holding Companies ...

United States - 1964 - 356 lapas
...by law to grant such approval ; "(11) Any security which is a part of an issue sold only to persona resident within a single State or Territory, where...person resident and doing business within or, if a corppration, incorporated by and doing business within, such State or Territory." SEC. 203. (a) Paragraph...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 714 lapas
...that provided by section 3(a)(ll) of the Act for transactions in any security which is a part of an issue offered and sold only to persons resident within...security is a person resident and doing business within * * * such State or Territory. The legislative history of that Section suggests that the exemption...
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The Code of Federal Regulations of the United States of America

1995 - 764 lapas
...that provided by section 3(a)(ll) of the Act for transactions in any security which is a part of an issue offered and sold only to persons resident within...security is a person resident and doing business within * * * such State or Territory. The legislative history of that Section suggests that the exemption...
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The Code of Federal Regulations of the United States of America

1997 - 734 lapas
...that provided by section 3(a)(ll) of the Act for transactions in any security which, is a part of an issue offered and sold only to persons resident within...such security is a person resident and doing business urithin * * * such State or Territory. The legislative history of that Section suggests that the exemption...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2001 - 742 lapas
...3(a)(ll) of the Act for transactions in any security which is a part of an issue offered and sold only lo persons resident within a single State or Territory,...security is a person resident and doing business within * * * such State or Territory. The legislative history of that Section suggests that the exemption...
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The Code of Federal Regulations of the United States of America

2002 - 748 lapas
...made in accordance with all of the terms and conditions of this rule shall be deemed to be part of an issue offered and sold only to persons resident within a single state or territory where the issuer is a person resident and doing business within such state or territory, within the meaning of section...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 784 lapas
...accord5 ance with all of the terms and condi-tions of this rule shall be deemed to be f part of an p 4 Is a per-son resident and doing business within such state or territory, within the 3 meaning of section...
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