 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 lapas
...shall not apply in respect of transactions in any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not...thereof the maturity of which is likewise limited. SEC. 6. Repurchase agreements. — No investment banker shall, in any transaction involving the purchase... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...shall not apply in respect of transactions in any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not...thereof the maturity of which is likewise limited. involving the sale of a security to a customer, agree with the customer, either directly or indirectly,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 lapas
...proceeds of which have been or are to be used for current transactions, and which has a maturity nt the time of issuance of not exceeding nine months,...thereof the maturity of which is likewise limited. (12) The term "equity security" means any stock or similar security: or any security convertible, with... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...(4) A solicitation in respect of any note, draft, bill of exchange, or bankers' acceptance, which had a maturity at the time of issuance of not exceeding...grace, or any renewal thereof the maturity of which, was likewise limited. (5) A solicitation in respect of any security issued by a person organized and... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...(4) A solicitation in respect of any note, draft, bill of exchange, or bankers' acceptance, which had a maturity at the time of issuance of not exceeding...grace, or any renewal thereof the maturity of which was likewise limited. (5) A solicitation in respect of any security issued by a person organized and... | |
 | United States - 1938 - 48 lapas
...foregoing ; but shall not include currency or any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not...thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...paper" means any note, draft, bill of exchange, or banker's acceptance payable on demand or having a maturity at the time of issuance of not exceeding...exclusive of days of grace, or any renewal thereof payable on demand or having a maturity likewise limited; and such other classes of securities, of a... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 lapas
...of exchange, or banker's acceptance payable on demand or having a maturity at the time of isssuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof payable on demand or having a maturity likewise limited; and such other classes of securities, of a... | |
 | United States - 2000 - 1216 lapas
...foregoing; but shall not include currency or any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not...thereof the maturity of which is likewise limited. [See main edition for text of (11)] (12)(A) The term "exempted security" or "exempted securities" includes—... | |
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... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. 
